Securities Regulation Code - updates

Rappler's latest stories on Securities Regulation Code


Pasig court wants reinvestigation of securities case vs Ressa, Rappler

Oct 14, 2019 - 5:23 PM

(UPDATED) The Pasig RTC Branch 159 says prosecutors violated Maria Ressa and the other board members' rights to due process

RAPPLER CASES. Maria Ressa at the Pasig Regional Trial Court (RTC) where she faces 3 different cases all stemming from the company's Philippine Depositary Receipt (PDR). Photo by Rappler

Maria Ressa posts P126,000 bail for new case

Apr 01, 2019 - 5:05 PM

This is for a separate case that stems from last year's anti-dummy complaint filed by the National Bureau of Investigation

Rappler CEO and Executive Editor Maria Ressa speaks to media outside the Pasig Regional Trial Court on March 29, 2019, after posting bail for charges of violation of the anti-dummy law. Photo by LeAnne Jazul/Rappler

PSE to sell common shares to reduce broker ownership

Jul 20, 2017 - 2:17 PM

The share sale is part of the company’s move to reduce brokers ownership in the stock exchange to 20 as prescribed under the Securities Regulation Code

REDUCE OWNERSHIP. Brokers, traders and staff of the Philippine Stock Exchange await the arrival of President Rodrigo Duterte during Phoenix Petroleum's 10th listing anniversary. Photo by LeAnne Jazul/Rappler

DBP employees file admin, criminal complaint vs top execs

May 29, 2015 - 6:52 PM

The complaint is based on the ‘highly questionable sale’ of the bank’s P14 3 billion worth of government securities resulting in actual government losses of P717 07 million

SEC mulls requiring insider traders to return profits

Apr 04, 2013 - 8:00 AM

The SEC is proposing that those found to have profited from insider trading to repay their ill gotten wealth plus interest

INSIDER TRADING. The corporate regulator is proposing that insider traders found guilty repay what they illegally earned. Photo by AFP

Court convicts stockbroker in landmark case

Mar 19, 2013 - 10:45 PM

The Regional Trial Court of Makati City RTC has handed down a guilty verdict in a landmark securities case against the former president of a brokerage house